The Neural Lyre
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THE NEURAL LYRE: POETIC METER, THE BRAIN, AND TIME
by
Frederick Turner
Ernst Poppel
Reprinted from POETRY Magazine
This essay brings together an old subject,
a new body of knowledge, and a new scientific paradigm which have not previously
been associated with one another. The subject is poetic meter, a universal
human activity, which despite its universality and obvious importance in
most human cultures, has received very little attention from humanists,
except for the studies of a few literary prosodists, and virtually none
at all from science. The new body of knowledge consists in the findings
of that intense study of the human brain which has taken place in the last
few decades; the new scientific paradigm has been developed by the International
Society for the Study of Time. Its major postulates are: that an understanding
of time is fundamental to an understanding of the real world; that time
is not simple, but composite; that time is a hierarchy of more and more
complex temporalities; that the more complex temporalities evolved as part
of the general evolution of the universe, and in a sense the evolution
of time constitutes the evolution of the universe; and that the hierarchical
character of time as we know it reflects and embodies the various stages
of its evolution.1
The radically interdisciplinary nature of
this essay is not simply a consequence of the need to seek explanations
across the boundaries of different fields. It represents also a commitment
and a belief on the part of its authors. We are convinced not only that
this type of study will cast light on its specific subject (poetic meter),
but also that the scientific material will be reciprocally enhanced in
value, taking its place within a framework which gives it greater predictive
power; and we further believe that "understanding" itself consists in just
such a union of detailed knowledge with global significance.
At this point it might be helpful to review
the major characteristics of human cortical information-processing, as
it has been provisionally determined by studies in perceptual psychology,
brain-chemistry, psychology, brain evolution, brain development, ethology,
and cultural anthropology2. Individually, the characteristics of human
brain-activity which are listed below are commonplace and uncontroversial
for the most part; collectively, they constitute a new picture of the human
mind. This new picture replaces older, simpler models of it, such as the
unextended rational substance of Descartes, the association-matrix of Locke,
the tabula rasa of Hume, the passive, reinforcement-driven animal of Skinner,
and the genetically hard-wired robot of the sociobiologists, though it
does include the elements which led those writers to construct their models.
Human information-processing is, on the crude
level of individual neurons, procrustean. That is, it reduces the information
it gets from the outside world to its own categories, and accepts reality's
answers only if they directly address its own set of questions. In the
macrocosm, our perception of electromagnetic radiation cuts out all but
heat and the visible spectrum; in the microcosm, a given neuron in the
visual cortex will fire only if certain characteristics-say, a moving vertical
light contrast-are met by the retinal image, and will ignore all others.
We possess, as it were, a certain domineering and arrogant quality in our
dealings with sensory information, and our brain will "listen" only to
replies to its own inquiries. In quantum physics the familiar procrustean
questions-Waves or particles? Which slit did the photon pass through? Is
this ray of light polarized north-south or east-west?-force reality into
a certainty and definiteness which it did not naturally possess: and this
insistence on unambiguity is rooted in our neurons themselves.
Thus we may say that human information processing
is, secondly, determinative: that is, it insists on certainty and unambiguity,
and is thus at war with the probabilistic and indeterminate nature of the
most primitive and archaic components of the universe. This insistence
on definiteness, however, is in a grand tradition: matter itself is a condition
of energy which severely limits the probabilistic waywardness of its elementary
particles; large clumps of organized matter, like crystals, have overcome
much of the vagueness and unpredictability of their primary constituents
(though they pay for their certainty by becoming liable to entropic decay).
Indeed, the replication of living matter could be said to be another stage
in the suppression of physical ambiguity, for it implies an exact continuity
and stability of structure which survives even the matter of which it is
composed. Thus the human neural insistence on determinateness is in line
with a general tendency of nature, and is related to the syllogistic proposition
that homeostatic systems tend to endure and survive.
Third, and in contrast to the "conservative"
tendency we have just described, the human nervous system seems designed
to register differences. It is habituative. That is, it tends to ignore
repeated and expected stimuli, and respond only to the new and unexpected.
Though it asks the questions, it is more interested in odd answers than
ordinary ones. Temporally it hears changes and sees movements; spatially
it sees contrasts and borderlines. Deprived of its saccades, the eye sees
nothing, for it sees no differences.
Fourth, human nervous activity is fundamentally
synthetic in its aim. It seeks gestalts even when they are not there: and
there is a serious ontological question as to whether they do in fact come
to exist when we find them there.
It is (5) active rather than passive: it constructs
scenarios to be tested by reality, vigorously seeks confirmation of them,
and painfully reconstructs them if they are deconfirmed. The brain is at
least as much an organ of action as it is an organ of knowledge.
It is (6) predictive: the patterns it extrapolates
or invents are patterns which involve specific expectations of what will
happen next, and in the more distant future, expectation which await satisfaction
and are tested by the senses. Dreaming-it would seem from the testimony
of Shakespeare, Descartes, Kekule, and Freud-is the formative stage of
pattern-creation: out of dreams come A Midsummer Night's Dream, skeptical
philosophy, the benzene ring, and a viable ego. So dominant is the human
adaptation for predictive calculation that it might be said the human senses
exist as a check on our predictions rather than, as in most other animals,
triggers for appropriate behavior.
The whole matter of prediction is very complex.
One of us (Poppel) has pointed out the relationship between prediction
and memory; indeed, he says, the adaptive function of memory is prediction3.
Memory, however, would be useless in an entirely random and indeterminate
universe: therefore the very fact that the metabolically expensive neural
machinery of memory evolved and proved adaptive is a kind of odd proof
that the universe is at least locally predictable, to justify such an investment.
But, on the other hand, an entirely deterministic
and predictable universe would have no use for memory, either. The Umwelt
of the lower animals, as determined by their affectors and receptors, is
so limited that, to the extent that organisms survive, such an Umwelt constitutes
a predictable universe; therefore, they possess no memories but only fixed
action patterns triggered by appropriate stimuli. Memory only makes sense
in a world of many possible futures, a world not fully determined: otherwise
we could be programmed to perform an automatic and invariable set of behaviors,
which would exactly fit our adaptive needs. All futures share a common
past: and thus memory gives us a handle on any possible future.
It has been objected, however, that the universe
is indeed deterministic and predictable, but so complex that no animal
can exactly predict its behavior, and that the very complex nervous systems
of the higher animals developed precisely in order to improve their predictive
powers. Such an argument produces an interesting dialectic, which might
be worth following. It could be replied to the objection that the nervous
systems of human beings are many orders of magnitude more complex than
the physical universe they are, it is claimed, designed to predict. There
are billions of times more possible brain-states in a single human brain
than there are particles in the physical cosmos: the relations of the brain's
parts carry usable information, whereas the relations between particles
in the physical universe do not.
There might, however, be a rejoinder to this
argument, in turn. Human brains are part of the universe, and they merely
make the job of predicting it more difficult without altering, by their
presence, its actual determinateness. The fact that a major function of
human brains is to predict the complex behaviors of each other, in no way
weakens the proposition that the world is predictable.
But even this argument can be countered. For
it implicitly yields the point that the world is in practice unpredictable,
because any mechanism complex enough to predict events outside itself would
also be so complex as to pose an insuperable problem to another predicting-mechanism,
unless that other mechanism were in turn more complex still. It would not,
moreover, be able to predict its own behavior. If Apollo gives prophesies,
we should perhaps believe him, because he knows the mysteries of things
and all human thoughts. But if Zeus, who also knows what Apollo is thinking,
and who thus knows what Apollo will do, makes a contrary prophesy, we should
believe Zeus instead. But Zeus does not know what Zeus will do, so perhaps
we should not even believe Zeus after all.
Our original objector might still be able
to argue that the predictability of events is only theoretical, not practical.
But this argument must fail, too; for when we are dealing with the whole
universe, the practical is the theoretical: if something is practically
impossible for the whole universe, that is a way of saying it is theoretically
impossible.
Finally, our antagonist might fall back to
the position that future events are determined but not predictable. But
since predictability would be the only conceivable scientific test of determinateness,
such a statement would be semantically empty. A system whose complexity
is increasing faster than any theoretical prediction-system could operate
would therefore not be fully determined. In such a universe free choice
based on memory would be a powerful survival strategy.
The peculiar logical form of this digression-which
uses the infinite regress as a way of proving a negative proposition by
means of a reductio ad absurdum- illustrates the peculiar predicament that
the human brain at once evolved to handle and at the same time helped to
create for itself. The very structure of the thinking process itself reflects
the increasing levels of complexity the brain was called upon to deal with.
Human information processing is, therefore,
(7) hierarchical in its organization. In the columns of neurons in the
sensory cortex a plausible reconstruction of the world is created by a
hierarchy of cells, the ones at the base responding to very simple stimuli
and passing on their findings to cells programmed to respond to successively
more complex stimuli. Likewise, motor decisions are passed down a long
command-chain of simpler and simpler neural servomechanisms.
The co-ordination of these hierarchical systems
in which many kinds of disparate information must be integrated, some requiring
more processing-time and some requiring less, requires a neural pulse within
which all relevant information is brought together as a whole. For instance,
in the visual system many levels of detail-frequency, color, and depth
must all be synchronized, or we would not be able to associate the various
features of a visual scene4. Thus brain processing is (8) essentially rhythmic.
That these rhythms can be "driven" or reinforced by repeated photic or
auditory stimuli, to produce peculiar subjective states, is already well
known.
More controversial in detail, but in general
widely accepted, is the proposition that the brain's activities are (9)
self-rewarding. The brain possesses built-in sites for the reception of
opioid peptides such as enkephalin-the endorphins-and also other pleasure-associated
neurohumors such as the catecholamines. It also controls the manufacture
and release of these chemicals, and it has been shown that behavior can
be reinforced by their use as a reward. The brain, therefore, is able to
reward itself for certain activities which are, presumably, preferred for
their adaptive utility. Clearly if this system of self-reward is the major
motivating agent of the brain, any external technique for calibrating and
controlling it would result in an enormously enhanced mental efficiency:
we would, so to speak, be able to harness all our intellectual and emotional
resources to a given task. (Indeed, we will argue later that this is exactly
what an esthetic education, including an early introduction to metered
verse in the form of nursery rhymes, can do.) It is, we believe, precisely
this autonomous and reflexive reward system which underlies the whole realm
of human values, ultimate purposes, and ideals such as truth, beauty, and
goodness.
Associated with the brain's capacity for self-reward
is (10) that it is characteristically reflexive. It is within broad limits
self-calibrating (partly because of the habituation response). And it seems,
unlike a computer, to have a more or less general capacity to convert software
into hardware-short-term memory into long-term memory, for example-and
vice-versa, to examine by introspection its own operations, so that its
hardware can become its input or even its program. In the brain the observer
problem becomes most acute: in fact we might define consciousness itself
as the continuous irresolvable disparity between the brain as observer
of itself and the brain as the object of observation. The coincidence between
the words for consciousness and conscience in many languages points, incidentally,
to the relationship between self-awareness and self-reward.
The human nervous system, we know now, cannot
be separated from the human cultural system it was designed to serve. Its
operations are (11) essentially social. It is not only specific skills
and communicative competences that are learnt in a social context, but
also the fundamental capacities of arousal, orientation, attention, and
motivation. Clearly we possess genetic proclivities to learn speech, elementary
mathematical calculation, and so on; but equally clearly we require a socio-cultural
context to release that potential. On the other hand, human society itself
can be profoundly changed by the development of new ways of using the brain:
take, for instance, the enormous socio-cultural effects of the invention
of the written word. In a sense, reading is a sort of new synthetic instinct,
input which becomes a program and which in turn crystallizes into neural
hardware, and which incorporates a cultural loop into the human nervous
circuit. This "new instinct" in turn profoundly changes the environment
within which young human brains are programmed. In the early stages of
human evolution such new instincts (speech must have been one) had to wait
for their full development while sexual selection established the necessary
elaborate vocal circuitry in the cortex. Later on we were able to use our
technology, which required much less time to develop, as a sort of supplementary
external nervous system. A book is a sort of R.O.M. chip we can plug in
to our heads.
One of the most exciting propositions of the
new brain science is that human information processing is (12) hemispherically
specialized. Here some important distinctions must be made. There are strong
logical objections to the popular and prevailing view that the right brain
is emotional while the left brain is rational, and that artistic capacities,
being emotional, are located in the right brain. Both sides of the brain
are capable of rational calculation: it is surely just as rational to "see"
a geometric proof-which is the function of the right brain-as to analyze
a logical proposition-which would be done on the left. And both sides of
the brain respond to the presence of brain chemicals, and thus both must
be said to be "emotional" in this crude sense. The right brain may be better
able to recognize and report emotions, but this capacity is surely a cognitive
one in itself, and does not necessarily imply a judgment about whether
it feels emotions more or less than the left. Above all, art is quite as
much a rational activity as it is an emotional one: so the location of
art on the "emotional" right is surely the result of a misunderstanding
of the nature of art. More plausible is the position of Jerre Levy, who
characterizes the relationship between right and left as a complementarity
of cognitive capacities5. She has stated in a brilliant aphorism that the
left brain maps spatial information into a temporal order, while the right
brain maps temporal information onto a spatial order. In a sense understanding
largely consists in the translation of information to and fro between a
temporal ordering and a spatial one-resulting in a sort of stereoscopic
depth-cognition. In Levy's view, the two "brains" alternate in the treatment
of information, according to a rhythm determined by the general brain state,
and pass, each time, their accumulated findings on to each other. The fact
that experienced musicians use their left brain just as much as their right
in listening to music shows that their higher understanding of music is
the result of the collaboration of both "brains," the music having been
translated first from temporal sequence to spatial pattern, and then "read,"
as it were, back into a temporal movement. The neurobiologist Gunther Baumgartner
suggests that the forebrain acts as the integrating agent between specialized
left and right functions, and it is in this integrative process that we
would locate the essentially creative capacities of the brain, whether
artistic or scientific. The apparent superiority of the isolated right
brain in emotional matters may well reflect simply the fact that emotions,
like music, are temporal in nature and their articulation requires the
sort of temporal-on-spatial mapping that is the specialty of the right.
Finally, human information-processing can
be described as (13) kalogenetic (Turner), a word coined from the Greek
(KALOS), for beauty, goodness, rightness; and (GENESIS), genesis: Begetting,
productive cause, origin, source6. Another word for this characteristic,
coined in jest as an etymological chimera by Poppel, is monocausotaxophilia,
the love of single causes that explain everything. William James called
it "the will to believe." Laughlin and d'Aquili use the term "the cognitive
imperative," or the "what is it?" syndrome, while Zollinger has identified
it in the scientific urge to confirm and affirm a given hypothesis, rather
than to deconfirm it (as Karl Popper would have us do). Baumgartner's notion
of the integrative function of the forebrain also partakes of the same
idea. The human nervous system has a strong drive to construct affirmative,
plausible, coherent, consistent, parsimonious, and predictively powerful
models of the world, in which all events are explained by and take their
place in a system which is at once rich in implications beyond its existing
data and at the same time governed by as few principles or axioms as possible.
The words that scientists use for such a system are "elegant," "powerful,"
and , often, "beautiful"; artists and philosophers use the same terms and
also "appropriate," "fitting," "correct," "right," all of which can translate
the Greek (KALOS).
If this tendency is a true drive, then according
to the theory of reinforcement, it is an activity for which the brain rewards
itself; and if there were techniques by which the endogenous reward system
could be stimulated and sensitized, then those techniques would enable
us to greatly enhance the integrative powers of our minds.
Any candidate for identification as such a
technique would have to meet certain qualifications. First, it would probably
be culturally universal, since it would be based on neural and biochemical
features common to all human beings7. Second, it would be very archaic,
identifiable as an element of the most ancient and the most primitive cultures.
Third, it would be likely to be regarded by its indigenous practitioners
as the locus of an almost magical inspiration and as a source of wisdom;
it would have the reputation of having significantly contributed to the
efficiency and adaptiveness of the societies in which it is practiced.
Fourth, it would be associated with those social and cultural activities
which demand the highest powers of original thought and complex calculation,
such as education, the organization of large-scale projects like war and
co-operative agriculture, and the rituals which digest for social uses
the dangerous and valuable energies implicit in sexuality, birth, death,
sickness, and the like.
Metered poetry, the use of rule-governed rhythmic
measures in the production of a heightened and intensified form of linguistic
expression, nicely fulfills these requirements. Jerome Rothenberg's collection
of ancient and "primitive" poetry, Technicians of the Sacred8, contains
poems or excerpts from poems from about eighty different cultures, past
and present, in Africa, North and South America, Asia, and Oceania; W.
K. Wimsatt's excellent collection of essays, Versification: Major Language
Types, describes the metrical features of Chinese, Japanese, Hebrew, Greek,
Latin, Slavic, Uralic, Germanic, Celtic, Italian, Spanish, French, Old
English and Modern English, and apologies (p. 17) for omitting the Vedic-Indic
verse system, the Arabic, including Swahili, and the Persian9. Metered
poetry is a highly complex activity which is culturally universal. One
of us (Turner) has heard poetry recited by Ndembu spirit-doctors in Zambia
and has, with the anthropologist Wulf Schiefenhovel, translated Eipo poetry
from Central New Guinea10. He reports, as a poet, that the meter of Eipo
poetry, when reproduced in English, has much the same emotional effect
as it does in the original. Such a minute correspondence between poets
in such widely different cultures surely points to an identical neurophysiological
mechanism.
In nearly all cultures, metered poetry is
used in the crucial religious and social (and often economic) rituals,
and has the reputation of containing mysterious wisdom; the learning of
major poetic texts is central to the process of education in nearly all
literate traditions. Much work-farming, herding, hunting, war, ship-handling,
even mining-has its own body of poetry and song.
It may be objected, however, that we have
simply lumped together many different uses of language under an artificial
category of poetry. This objection is strongly negated by the fact that
poets themselves, who ought to know, can recognize the work of their alien
colleagues as poetry, despite cultural differences. But we do not have
to rely only on the reports of qualified native informants. Objective and
universal and specific traits can be identified across the whole range
of poetic practice throughout the world and as far back into the past as
we have records. From these universal characteristics we can construct
a general definition of metered poetry which will hold good from the ancient
Greeks to the Kwakiutl, and from Racine to Polynesia.
The fundamental unit of metered poetry is
what we shall call the LINE. We distinguish it by capitalization from the
normal use of the word, because some orthographic traditions do not conventionally
write or print the LINE in a separate space as we do; and in other traditions
there are examples of a long line divided by a caesura into two sections,
which would, in terms of our classification, actually constitute a couplet
of LINES. There are also examples of what we would call a single LINE divided
in half on the page. The LINE is preceded and followed by a distinct pause
(not necessarily a pause for breath), which, despite the presence of other
pauses within the line, divides the verse into clearly identifiable pieces.
Turner, for example, can readily recognize the LINE-divisions of poetry
in languages he does not know, when it is read aloud. The LINE unit can
contain from four to twenty syllables; but it usually contains between
seven and seventeen in languages which do not use fixed lexical tones,
or between four and eight syllables in tonal languages, like Chinese, in
which the metrical syllable takes about twice as long to articulate. Most
remarkable of all, this fundamental unit nearly always takes from two to
four seconds to recite, with a strong peak in distribution between 2.5
and 3.5 seconds. A caesura will usually divide the LINES in the longer
part of the range; sometimes (as with Greek and Latin epic dactylic hexameters),
the unit will be four to six seconds long, but clearly divided by a caesura
and constituting for our purposes two LINES.
Turner has recorded and measured Latin, Greek,
English, Chinese, Japanese, and French poetry, and Poppel has done so for
German. Less systematic measurements, by syllable-count, have revealed
fully consistent results for Ndembu(Zambia), Eipo (New Guinea), Spanish,
Italian, Hungarian, Uralic, Slavic, and Celtic. An average syllable in
a non-tonal language takes about 1/4 second to articulate, and in a tonal
language about 1/2 second, though recitation traditions vary in this respect.
The Ndembu LINE averages ten syllables; Eipo poetry favors an eight- or
twelve-syllable line; in Spanish the epic line of the Poema de Mio Cid
is about fourteen syllables, but most other poetry is octosyllabic or hendecasyllabic
(eight or eleven); the classic Italian line is the eleven-syllable endecasillabo;
Hungarian uses lines between six and twelve syllables long, with a preference
for eights and twelves; Slavic has octosyllabics and decasyllabics, with
an epic long line of fifteen to sixteen syllables; Celtic has sevens, eights,
nines, and some longer-lined meters.12
Among the traditions we have measured more
closely, the results are as follows, giving a range of different meters:
Japanese
Epic meter (a seven-syllable LINE followed
by a five-syllable one) (average) 3.25 secs.
Waka (average) 2.75 secs.
Tanka (recited much faster than the epic,
as 3 LINES of 5, 12, and 14 syllables)
(average) 2.70 secs.
Chinese
Four-syllable line 2.20 secs.
Five-syllable line 3.00 secs.
Seven-syllable line 3.80 secs.
English
Pentameter 3.30 secs.
Seven-syllable trochaic line 2.50 secs.
Stanzas using different line lengths 3.00
secs., 3.10 secs.
Ballad meter (octosyllabic) 2.40 secs.
Ancient Greek
Dactylic hexameter (half-line) 2.80 secs.
Trochaic tetrameter (half-line) 2.90 secs.
Iambic trimeter 13 4.40 secs.
Marching anapests 3.50 secs.
Anapestic tetrameter (half-line) 2.50 secs.
Latin
Alcaic strophe 3.90 secs.
Elegiac couplet 3.50 secs.
Dactylic hexameter (half-line) 2.80 secs.
Hendecasyllabic 3.80 secs.
French
Alexandrine (12-syllable) 3.80 secs.
Decasyllable with octosyllable (La Fontaine)
3.00 secs.
German
(Sample of 200 poems, collected by Poppel)
LINE-length of under 2 seconds 03%
LINE-length of 2-3 seconds 73%
LINE-length of 3-4 seconds 07%
LINE-length between 4 and 5 seconds14 17%
This fundamental unit is nearly always a rhythmic,
semantic, and syntactical unit, as well: a sentence, a colon, a clause,
or a phrase; or a completed group of them. Thus other linguistic rhythms
are entrained to the basic acoustic rhythm, producing that pleasing sensation
of "fit" and inevitability which is part of the delight of verse, and is
so helpful to the memory. Generally a short line is used to deal with light
subjects, while the long line is reserved for epic or tragic matters.
It is, we believe, highly significant that
this analysis of the fundamental LINE in human verse gives little or no
significance to breath, or "breath-units," as a determinant of the divisions
of human meter. Thus our commonsense observation that breath in speech
is largely under voluntary control, and that one could speak anything from
one syllable to about forty in one breath, is vindicated. Systems of verse
based on breath-units, such as "projective verse" and many other free-verse
systems, therefore have no objective validity or physiological foundation.15
The second universal characteristic of human
verse meter is that certain marked elements of the LINE or of groups of
LINES remain constant throughout the poem, and thus serve as indicators
of the repetition of a pattern. The 3-second cycle is not merely marked
by a pause, but by distinct resemblances between the material in each cycle.
Repetition is added to frequency to emphasize the rhythm.
These constant elements can take many forms.
Simplest of all is a constant number of syllables per line, as in Hungarian
folk poetry; but here the strict grammatical integrity of each line is
insisted upon, as if to compensate for the absence of other markers. Some
verse forms (for instance, that of the Poema de Mio Cid) have a fixed number
of stressed syllables per line, with an unfixed number of unstressed syllables.
Other meters (most European ones, for example) use small patterns of syllables,
distinguished by stress or length, to make feet, creating a line out of
a fixed number of feet. Tonal languages, like Chinese, distinguish between
syllables of an unchanging tone and syllables which change tone, and construct
meters out of repeated patterns of changing and unchanging syllables. Celtic
poetry uses prescribed cadences; Old English uses systematic alliteration.
Many languages use some system of assonance, especially rhyme, which usually
marks very strongly the ending of a line, and thus forms a strong contrast-spike
to divide off one line from the next. Hebrew poetry uses semantic and syntactical
parallels between its pairs of half-lines. Often many of these devices
will be used at once, some prescribed by the conventions of the poetic
form, others left to the discretion and inspiration of the poet. No verse-convention
prescribes all the characteristics of a line, so every poem contains an
interplay between prescribed elements and free variation.16
Sometimes, as in the Spenserian stanza, or
in the Greek or English ode, or in the invented stanzas of Donne or Yeats,
a whole group of lines of different lengths will itself constitute a repeated
element. When lines of different lengths are used together, as in Milton's
Lycidas, the rhyme (which stresses the integrity of the line) and the foot
are given especial emphasis to compensate for the variation in the fundamental
pulse-as if to insist on the threshold dividing the carrier-wave from mere
"noise." And in variable-lined verses there is usually a normal-length
line which acts as an unconscious constant against which the exceptions
are measured as such.
At this point, it should be indicated that
some of the characteristics of metered poetry do not apply to songs and
lyrics derived from a song tradition. Music has its own form of organization.
Which diminishes the importance of the line at the expense of the musical
phrase. But in those traditions where we can see poetry emerging from song,
such as the Latin lyric, there is an interesting tendency, as the musical
order is forgotten, toward the establishment of the characteristically
poetic forms of organization: the regular line, with variations, the distinction
between different types of syllable (long and short, stressed and unstressed,
totally changing or unchanging), and the rest. Thus the fact that songs
do not conform to the limits of poetic meter is negative proof of the relation
of language and meter.
The third universal characteristic of human
metrical verse is variation, or, more precisely, a pseudolinguistic generativeness
created by the imposition of rules, which makes possible significant perturbations
of an expressive medium. Robert Frost put it very well, in a negative way,
when he described poetry without meter as being like tennis without a net:
the net introduces a restriction which is paradoxically fertile in the
elaboration of groundstrokes which it demands, and significant in that
it distinguishes legal from illegal shots.
Variation does not necessarily mean departure
from the rules (Romantic and Modernist theories of art sometimes make this
mistake). Variation does not occur despite the rules but because of them.
Freedom never means a freedom from rules, but the freedom of rules. It
is important here for us to distinguish our general position from that
of sociobiological and other purists of the genetic-deterministic persuasion
on one hand, and from the pure cultural relativists, behaviorists or otherwise,
on the other. Genetic determinists would be likely to assume, once a human
universal such as metrical verse is pointed out to them, that this behavior
indicates the presence of a set of biological constraints which act as
an outer envelope, restricting possible human behaviors within a given
repertoire, large or small. Cultural relativists would tend to deny the
existence of such a human universal, or would be inclined to dismiss it
as an analogous response to similar problems or stimuli, or as an artificial
product of the investigator's definitional vocabulary and research method.
We would adopt a third position, which is
already hinted by our use of the word "pseudolinguistic." For us, the similarities
between metered verse in different cultures are real and do indeed indicate
a shared biological underpinning; but unlike the genetic determinists we
do not regard this shared inheritance as a constraint, nor as an outer
envelope restricting human behavior to a certain range. Rather, we would
regard it as a set of rules which, though derived from the structure of
the human auditory cortex and the brain in general, does not restrict,
but enormously increases, the range of possible human behavior.
At first glance, this position might appear
paradoxical. How can the range of possibilities be increased by the imposition
of rules governing their use? If rules are rules, then they must surely
deny certain previously possible behaviors, and therefore decrease the
total number of them.
The paradox is easily resolved. A mathematical
analogy will help. Given four possible behaviors, A, B, C, and D, only
four alternatives exist. If we now impose a rule, which is that these behaviors
can only be performed two at a time, suddenly and strangely there are now
not four but six alternatives: AB, BC, CD, AC, BD, AD. Of course, this
is cheating, in a sense, because before we mentioned the rule we never
hinted that behaviors might come in groups. It could be pointed out that
if we are talking about sets of behaviors, in fact sixteen possibilities
exist: the ten already mentioned, the four groups of three, the whole group
together, and the null set. But this is precisely what the rule has done:
it has created the group of behaviors as a significant entity, as a behavior
in itself, and therefore expanded the repertoire from four to six. Furthermore,
those six permitted combinations now stand in relation to ten non-permitted
ones, and their correctness marks them out as valuable and special, as
opposed to the "incorrect" permutations. Thus the rule has introduced a)
a greater repertoire of behaviors than was previously possible and b) a
marker of significance and value. All game-rules work in this way, creating
possible scenarios and desired goals out of thin air.
The linguistic rules of phonology, grammar,
and the lexicon work in a generally similar way. Linguistic rules are,
to an extent, arbitrary and culture-bound: but Chomsky has shown certain
invariant characteristics in the way in which human languages use syntactical
subordination, which are no doubt biological in origin (and probably related
to the hierarchical nature of human brain processes). Meter, with its cultural
variations in the syllabic markers but its invariance in LINE-length, shows
a similar interplay of cultural and genetic forces, and, more important,
it produces a similar increase in the repertoire of behavior and a similar
capacity to create significance.
In fact it is this general strategy by which
the DNA molecule of life and the nervous systems of the higher animals
attained greater complexities than the physical universe out of which they
evolved: by making permutations of elements significant through highly
restrictive "rules," and therefore increasing, as it were, the "cardinality"
of the number of bits of information that the organism could hold. We find,
for example, a similar interplay between genetic and cultural factors in
the human recognition of colors: a rather restricted set of anatomically-determined
color sensitivities is combined by culture into a large, and often idiosyncratic,
repertoire of tints and shades, many of them with strong ideological significance.
The range, variety, and combinations of colored pigmentation used in animal
ritual behavior attests to a corresponding extension and valorization of
color distinctions among the higher animals.
Thus metrical variation can be seen as a code,
or communicative device, and the various elements of meter can be neatly
described in terms of information theory. The three-second LINE is the
communicative medium or "carrier-wave," which must be distinguishable from
mere "noise" or the random transmissions around it, by the recurrence of
a pause at the LINE-ending, by the many regular metrical features-syllable-count,
stress, quantity, tone, systematic assonance, etc.-that we have described,
and by the coincidence of semantic, syntactic, and rhythmic units with
the LINE unit. Metrical variation is the "message" which is transmitted
upon the communicative medium-like a radio-transmission, it consists of
a systematic distortion of a regular medium or wave, which nevertheless
remains within the regular parameters of the medium so that at all times
the transmission is distinguishable from random noise.
The "message" that metrical variation conveys,
however, is rather mysterious. If it is a code, what kind of code is it?
Metrical scholars have attempted to discover exact relationships between
individual metrical variations and the semantic content of poetry.17 But
their conclusions have been disappointingly vague or arbitrary, reminiscent,
in fact, of musicological attempts to assign fixed meanings to different
musical keys, signatures, and variations, so as to make a symphony describe
a scene or conduct an argument. Here the analogy between metrical and linguistic
significance breaks down. certainly a connection between metrical (or musical)
and linguistic meaning exists, and in some cultural traditions (English
Augustan poetry and European Romantic music, for instance) artists have
developed a self-conscious repertoire of metrical or musical codes to convey
specific meanings. But other traditions do not possess such codifications,
or else use the same specific devices to convey entirely different ideas.
The predicament of the critic, in fact, can
be likened to that of a viewer of a visual artifact who is so convinced
that what he is looking at is a page of writing that he does not realize
that the artifact is actually a picture. Perhaps it is a picture of something
he had never seen (or never noticed), and thus his mistake is a natural
one. But the attempt to extract a sort of linguistic meaning out of the
planes, lines, corners, masses, and angles of a picture would be frustratingly
arbitrary-especially if he had a whole series of paintings of different
subjects, in which the same visual elements were used for entirely different
purposes; the same curve for a face, a hillside, and the sail of a ship.
Linguistic meaning and pictorial meaning are based on codes so fundamentally
different that no code-cracking algorithm that would work on one could
possibly work on the other. Their mutual intelligibility cannot be sought
in the direction of analysis, but only within the context of a synthetic
whole which contains both of them.
What we are suggesting is that a linguistic
type of analysis of meter, as of music (or painting, e.g., Chinese landscape
painting), is likely to be fruitful only when the composer has arbitrarily
imposed linguistic meaning on the elements of his composition; and that
the meaning of metrical variation must be sought in a fashion much more
like that of the recognition of a tune or the subject of a picture.
That is, metrical variations are not significant
in themselves, like sememes: but rather they form, together, a picture-like
Gestalt which is a distinct representation of something that we can recognize;
and thus, like pictorial representations, or music, they are much less
culture-bound than linguistic codes. But here, excitingly, we encounter
a paradox stemming from the gross structure of the human brain. Poetry,
being an art of language, is presumably processed by the left temporal
lobe of the brain. But meter, we are suggesting, carries meaning in a fashion
much more like that of a picture of a melody, in which the meaning inheres
more in the whole than in the parts. There is no "lexicon" of metrical
forms: they are not signs but elements of an analogical structure. And
this kind of understanding is known to take place on the right side of
the brain. If this hypothesis is accurate, meter is, in part, a way of
introducing right-brain processes into the left-brain activity of understanding
language; and in another sense, it is a way of connecting our much more
culture-bound (and perhaps evolutionarily later) linguistic capacities
with the relatively more "hardwired" spatial pattern-recognition faculties
we share with the higher mammals.
It is in the context of this hypothesis that
we wish to introduce the major finding of this essay, which explains, we
believe, the extra-ordinary prevalence of the 3-second LINE in human poetry.
If we ask the question "what does the ear
hear?" the obvious answer is "sound." What is sound? Mechanical waves in
the air or other medium. But this answer is not very illuminating. We can,
for instance, perceive mechanical waves by the sense of touch: it would
be as inaccurate to say that a deaf man "heard" a vibrating handrail with
his fingers, as it would be to say a blind man "saw" a fire with the skin
of his face. What characterizes hearing as such is not that it senses mechanical
waves but that it senses the distinctions between mechanical waves; just
as what characterizes sight is not the perception of electromagnetic waves
but the perception of distinctions between electromagnetic waves.
For the sense of sight those distinctions
(except for color) are spatial ones; but for the sense of hearing they
are mainly temporal. To put it directly: what the sense of hearing hears
is essentially time. The recognition of differences of pitch involves a
very pure (and highly accurate) comparative measurement of different frequencies
into which time is divided. The perception of timbre, tone, sound texture,
and so on consists in the recognition of combinations of frequencies: and
the sense of rhythm and tempo carries the recognition of frequency into
the realm of longer periods of time.
The sense of hearing is not only a marvelously
accurate instrument for detecting differences between temporal periods;
it is also an active organizer, arranging those different periods within
a hierarchy as definite as that of the seconds, minutes, and hours of a
clock, but one in which the different periodicities are also uniquely valorized.
In the realm of pitch the structure of that hierarchy is embodied in the
laws of harmony, and is well known (though it has not often been recognized
that "sound" and "time" are virtually the same thing). New discoveries
by Ernst Poppel's group in Munich have begun to open up the role of the
auditory time-hierarchy in the structure and function of the brain. Out
of this investigation is coming a comprehensive understanding of the general
scheduling-organization of the human sensory-motor system, and a fresh
approach to the production and understanding of language. We shall first
briefly outline the auditory hierarchy.
Events separated by periods of time shorter
than about three thousandths of a second are classified by the hearing
system as simultaneous. If a brief sound of one pitch is played to one
ear, and another of a different pitch is played to the other less than
.003 sec. later, the subject will experience only one sound. If the sounds
are a little more than .003 sec. apart, the subject will experience two
sounds. However, he will not be able to tell which of the two sounds came
first, nor will he until the gap between them is increased ten times. Thus
the lowest category in the hierarchy of auditory time is simultaneity,
and the second lowest is mere temporal separation, without a preferred
order of time. The most primary temporal experience is timeless unity;
next comes a spacelike recognition of difference-spacelike because, unlike
temporal positions, spatial positions can be exchanged. One can go from
New York to Berlin or from Berlin to New York; but one can only go from
1980 to 1983, not from 1983 to 1980. Likewise, the realm of "separation"
is a non-deterministic, acausal one: events happen in it, perhaps in patterns
or perhaps not, but they cannot be said to cause one another, because we
cannot say which came first.
When two sounds are about three hundredths
of a second apart, a subject can experience their sequence, accurately
reporting which came first. This is the third category in the hierarchy
of auditory time, subsuming separations and simultaneities and organizing
them rationally with respect to each other. But at this stage the organism
is still a passive recipient of stimuli; we can hear a sequence of two
sounds one-tenth of a second apart, but there is nothing we can do in response
to the first sound before the second sound comes along: we are helpless
to alter what will befall us, if the interval between the alert and its
sequel falls within this range. Unlike the world of temporal separation,
which is in a sense a realm of chance and pattern, the world of sequence
is a realm of fate and cause. Events follow each other, and their temporal
connections can be recognized as necessary, if indeed they are; but there
is nothing we can do about it.
Once the temporal interval is above about
three-tenths of a second, however, we have entered a new temporal category,
which we might call response. For three-tenths of a second (.3 sec.) is
enough time for a human subject to react to an acoustic stimulus. If we
play two sounds to our subject a second apart, the subject could in theory
prepare to deal with the second sound in the time given him after hearing
the first. The perceiver is no longer passive, and events can be treated
by him as actions in response to which he can perform actions of his own
and which he can modify before they happen if he understands their cause.
For response to exist there must be simultaneities, a separation, and a
further element which might be characterized as function or, in a primitive
sense, purpose. The response to a given stimulus will differ according
to the function of the responding organ and the purpose of the organism
as a whole.
At several places in this analysis it has
been pointed out that a given familiar temporal relation-chance, pattern,
fate, cause, action, function, purpose-only becomes possible when there
is enough time for it to exist in. The idea that an entity needs time to
exist in has become commonplace recently: an electron, for instance, requires
at least 10-20 seconds of time (its spin period) to exist in, just as surely
as it requires 10-10 centimeters of space (its Compton wavelength). The
corollary to this observation is that entities which consist only in spatio-temporal
relations are not necessarily less real for that than material objects,
for spatio-temporal relations are exactly what material objects consist
of too. But though a given period of time may be sufficient for an example
of given relation-chance, cause, function-to be recognized in, it is not
enough for the concept of the relation to be formulated in. It takes much
less time to recognize or speak a word once learned than it takes to learn
the word in the first place. Many examples of the sequence or response
relation between events must be compared before a causal or purposive order
can be formulated and thus recognized in individual cases. But comparisons
requires discrete parcels of experience between which the comparison may
be made, and since the entities being compared are themselves temporal
in nature, these parcels of experience must consist in equal periods of
time. In like fashion, the analysis of a picture (for transmission, reproduction,
or identification of its details) might begin by dividing the picture up
into "pixels" by means of a series of grids of various frequency; the highest-frequency
grid representing the limit of the eye's activity, the lower ones increasingly
concerned with complex relations between details. The next lowest time-division
beyond the .3 second response-frequency must be sufficiently long to avoid
falling into the range of the characteristic time-quanta required for the
completion and recognition of the temporal relations to be compared. The
comparison of experience takes more time than experience itself; the recognition
of a melody takes more time than the hearing of the single notes.
This fundamental "parcel of experience" turns
out to be about three seconds. The three-second period, roughly speaking,
is the length of the human present moment. (At least it is for the auditory
system, which possesses the sharpest temporal acuity of all the senses.
The eye, for instance, is twice as slow as the ear in distinguishing temporal
separation from simultaneity.) The philosophical notion of the "specious
present" finds here its experimental embodiment.
A human speaker will pause for a few milliseconds
every three seconds or so, and in that period decide on the precise syntax
and lexicon of the next three seconds. A listener will absorb about three
seconds of heard speech without pause or reflection, then stop listening
briefly in order to integrate and make sense of what he has heard. (Speaker
and hearer, however, are not necessarily "in phase" for this activity;
this observation will be seen to be of importance later.)
To use a cybernetic metaphor, we possess an
auditory information "buffer" whose capacity is three seconds' worth of
information; at the end of three seconds the "buffer" is full, and it passes
on its entire accumulated stock of information to the higher processing
centers. In theory this stock could consist of about 1,000 simultaneities,
100 discrete temporal separations, and ten consecutive responses to stimuli.
In practice the "buffer" has rather smaller capacity than this (about 60
separations); it seems to need a certain amount of "down-time."
It appears likely that another mechanism is
involved here, too. Different types of information take different amounts
of time to be processed by the cortex. For instance, fine detail in the
visual field takes more time to be identified by the cortex than coarse
detail. (Indeed, the time taken to process detail seems to be used by the
brain as a tag to label its visual frequency.)18 Some sort of pulse is
necessary so that all the information of different kinds will arrive at
the higher processing centers as a bundle, correctly labeled as belonging
together, and at the same time; the sensory cortex "waits" for the "slowest"
information to catch up with the "fastest" so that it can all be sent off
at once. And this 3-second period constitutes a "pulse."
Beyond the two horizons of this present moment
exist the two periods which together constitute duration, which is the
highest or "longest-frequency" integrative level of the human perception
of time. Those two periods, the past and the future, memory and planning,
are the widest arena of human thought (unless the religious or metaphysical
category of "eternity" constitutes an even wider one). It is within the
realm of duration, that what we call freedom can exist, for it is within
that realm that purposes and functions, the governors of response, can
themselves be compared and selected. The differences between past and future,
and the differences between possible futures, constitute the field of value,
and the relations between low-frequency objects and the more primitive
high-frequency objects of which they are composed constitute the field
of quality.
It is tempting to relate this foregoing hierarchical
taxonomy of temporal periodicities to the structure and evolution of the
physical universe itself. The temporal category of simultaneity nicely
corresponds to the atemporal Umwelt of the photon, which reigned supreme
in the first microsecond of the Big Bang. The category of separation resembles
the weak, acausal, stochastic, spacelike temporality of quantum physics,
within which there is no preferred direction of time: a condition which
must have prevailed shortly after the origin of the universe, and of which
the quantum-mechanical organization of subatomic particles is a living
fossil. The category of sequence matches the causal, deterministic, and
entropic realm of classical hard science, whose subject came into being
some time after the origin of the universe, once the primal explosion had
cooled sufficiently to permit the existence if organized, discrete, and
enduring matter. With the category of response we are clearly within the
Umwelt of living matter, with its functions, purposes, and even its primitive
and temporary teleology, which began about ten billion years after the
Big Bang. Once we cross the horizon of the present we leave the world of
animals and enter the realm of duration, which first came into being perhaps
a million years ago (if it was roughly coeval with speech and with that
development of the left brain which gave us the tenses of language). The
evolution and hierarchical structure of the human hearing mechanism thus
could be said to recapitulate the history and organization of the cosmos.
The history of science has been the retracing of that path backwards by
means of clocks of greater and greater acuity.
Cosmological speculation aside, it should
already be obvious that a remarkable and suggestive correlation exists
between the temporal organization of poetic meter and the temporal function
of the human hearing mechanism. Of general linguistic significance is the
fact that the length of a syllable-about 1/3 second-corresponds to the
minimum period within which a response to an auditory stimulus can take
place: this is commonsense, really, as speech must, to be efficient, be
as fast as it can be, while, to be controllable, it must be slow enough
for a speaker or hearer to react to a syllable before the next one comes
along.
Of more specific significance for our subject
is the very exact correlation between the three-second LINE and the three-second
"auditory present." The average number of syllables per LINE in human poetry
seems to be about ten; so human poetic meter embodies the two lowest-frequency
rhythms in the human auditory system.
The independence of poetic meter from the
mechanism of breathing, which we have already noted, is thus explained
by the fact that the master-rhythm of human meter is not pulmonary but
neural: we must seek the origins of poetry not among the lower regions
of the human organism, but among the higher. The frequent practice in reading
"free verse" aloud, of breathing at the end of the line-even when the line
is highly variable in length and often broken quite without regard to syntax-is
therefore not only grammatically confusing but deeply unnatural: for it
forces a pause where neural processing would not normally put it.
But at least there was a clear, if erroneous,
rationale for the doctrine of meter as made up of "breath-units." Without
this rationale, how do we explain the cultural universality of meter? Why
does verse embody the three-second neural "present"? What functions could
be served by this artificial and external mimicry of an endogenous brain
rhythm? Given the fact, already stated, that poetry fulfills many of the
superficial conditions demanded of a brain-efficiency reward control system,
how might the three-second rhythm serve that function? And what is the
role of the other components of meter-the rhythmic parallelism between
the LINES, and the information-bearing variations upon that parallelism?
One further batch of data will help guide
our hypothesizing: the subjective reports of poets and readers of poetry
about the effects and powers of poetic meter. Although these reports would
be inadequate and ambiguous as the sole support of an argument, they may
point us in the right direction and confirm conclusions arrived at by other
means.
A brief and incomplete summary of these reports,
with a few citations, should suggest to a reader educated in literature
the scope of their general agreement. Robert Graves speaks of the shiver
and the coldness in the spine, the hair rising on the head and body, as
does Emily Dickinson. A profound muscular relaxation yet an intense alertness
and concentration is also recorded. The heart feels squeezed and the stomach
cramped. There is a tendency toward laughter or tears, or both; the taking
of deep breaths; and a slightly intoxicated feeling (Samuel Taylor Coleridge
compared it to the effects of a moderate amount of strong spirits upon
a conversation). At the same time there is a cataract or avalanche of vigorous
thought, in which new connections are made; Shakespeare's Prospero describes
the sensation as a "beating mind" (the phrase is repeated three times in
different places in the play). There is a sense of being on the edge of
a precipice of insight-almost a vertigo-and the awareness of entirely new
combinations of ideas taking concrete shape, together with feelings of
strangeness and even terror. Some writers (Arnold, for instance) speak
of an inner light or flame. Outside stimuli are often blanked out, so strong
is the concentration. The imagery of the poem becomes so intense that it
is almost like real sensory experience. Personal memories pleasant and
unpleasant (and sometimes previously inaccessible) are strongly evoked;
there is often an emotional re-experience of close personal ties, with
family, friends, lovers, the dead. There is an intense valorization of
the world and of human life, together with a strong sense of the reconciliation
of opposites-joy and sorrow, life and death, good and evil, divine and
human, reality and illusion, whole and part, comic and tragic, time and
timelessness. the sensation is not a timeless one as such, but an experience
of time so full of significance that stillness and sweeping motion are
the same thing. There is a sense of power combined with effortlessness.
The poet or reader rises above the world, as it were, on the "viewless
wings of poetry," and sees it all in its fullness and completeness, but
without loss of the quiddity and clarity of its details. There is an awareness
of one's own physical nature, of one's birth and death, and of a curious
transcendence of them; and, often, a strong feeling of universal and particular
love, and communal solidarity.
Of course, not all these subjective sensations
necessarily occur together in the experience of poetry, nor do they usually
take their most intense form; but a poet or frequent reader of poetry will
probably recognize most of them.
To this list, moreover, should be added a
further property of metered poetry, which goes beyond the immediate experience
of it: that is, its memorability. Part of this property is undoubtedly
a merely technical convenience: the knowledge of the number of syllables
in a line and the rhyme, for instance, limits the number of words and phrases
which are possible in a forgotten line and helps us to logically reconstruct
it. But introspection will reveal a deeper quality to this memorability:
somehow the rhythm of the words is remembered even when the words themselves
are lost to us; but the rhythm helps us to recover the mental state in
which we first heard or read the poem, and then the gates of memory are
opened and the words come to us at once.
Equipped with the general contemporary conception
of brain-processing with which this essay began, with the temporal analysis
of meter and its correlation to the hearing-system, and with the subjective
reports of participants in the art, we may now begin to construct a plausible
hypothesis of what goes on in the brain during the experience of poetry.
Here we can draw upon a relatively new and
speculative field of scientific inquiry, which has been variously termed
"neurophysiology," "biocybernetics," and "biopsychology," and is associated
with the names of such researchers as E. Bourguignon, E. D. Chapple, E.
Gellhorn, A. Neher, and R. Ornstein. Barbara Lex's essay "The Neurobiology
of Ritual Trance,"19 in which she summarizes and synthesizes much of their
work, provides many of the materials by which we may build an explanatory
bridge between the observed characteristics of human verse and the new
findings of the Munich group about the hearing mechanism. Although Lex
is concerned with the whole spectrum of methods by which altered states
of consciousness may be attained-alcohol, hypnotic suggestion, breathing
techniques, smoking music, dancing, drugs, fasting, meditation, sensory
deprivation, photic driving, and auditory driving-and her focus is on ritual
rather than the art of poetry, her general argument fits in well with our
own findings.
Essentially her position is that the various
techniques listed above, and generalized as "driving behaviors," are designed
to add the linear, analytic, and verbal resources of the left brain the
more intuitive and holistic understanding of the right brain; to tune the
central nervous system and alleviate accumulated stress; and to invoke
to the aid of social solidarity and cultural values the powerful somatic
and emotional forces mediated by the sympathetic and parasympathetic nervous
systems, and the ergotropic and trophotropic responses they control.20
It has been known for many years that rhythmic
photic and auditory stimulation can evoke epileptic symptoms in seizure-prone
individuals, and can produce powerful involuntary reactions even in normal
persons. The rhythmic stimulus entrains and then amplifies natural brain
rhythms, especially if it is tuned to an important frequency such as the
ten cycle-per-second alpha wave. It seems plausible to us that the three-second
poetic LINE is similarly tuned to the three-second cycle of the auditory
(and subjective-temporal) present. The metrical and assonantal devices
of verse such as rhyme and stress, which create similarities between the
LINES, emphasize the repetition. The curious subjective effects of metered
verse-relaxation, a holistic sense of the world and so on-are no doubt
attributable to a very mild pseudotrance state induced by the auditory
driving effect of this repetition.
Auditory driving is known to affect the right
brain much more powerfully than the left: thus, where ordinary unmetered
prose comes to us in a "mono" mode, so to speak, affecting the left brain
predominantly, metered language comes to us in a "stereo" mode, simultaneously
calling on the verbal resources of the left and the rhythmic potentials
of the right.21
Of course, the matter is not as simple as
this, even at this level of discussion. The accurate scansion of poetry
involves a complex analysis of grammatical and lexical stress, which must
be continually integrated with a non-verbal right-brain understanding of
metrical stress. The delightful way in which the rhythm of the sentence,
as a semantic unit, counterpoints the rhythm of the meter in poetry, is
thus explained as the result of a co-operation between left and right brain
functions. The "stereo" effect of verse is not merely one of simultaneous
stimulation of two different brain areas, but also the result of a necessary
integrative collaboration and feedback between them. The linguistic capacities
of the left brain, which, as Levy says, provide a temporal order for spatial
information, are forced into a conversation with the rhythmic and musical
capacities of the right, which provide a spatial order for temporal information.
But the driving rhythm of the three-second
LINE is not just any rhythm. It is, as we have seen, tuned to the largest
limited unit of auditory time, its specious present, within which causal
sequences can be compared, and free decisions taken. A complete poem-which
can be any length-is a duration, a realm of values, systematically divided
into presents, which are the realm of action. It therefore summarizes our
most sophisticated and most uniquely human integrations of time.
There is, perhaps, still another effect at
work on the cortical level. The various divinatory practices of humankind
(another cultural universal, perhaps) all involve a common element: a process
of very complex calculation which seems quite irrelevant to the kind of
information sought by the diviner. A reader of the Tarot will analyze elaborate
combinations of cards, an I Ching reader will arrive at his hexagram through
a difficult process of mathematical figuring, a reader of the horoscope
will resort to remarkable computations of astronomical position and time.
(The common use of the word "reader" in these contexts is suggestive.)
The work of scanning metered verse, especially when combined with the activity
of recognizing allusions and symbolisms, and the combination of them into
the correct patterns, seems analogous to these divinatory practices. The
function of this demanding process of calculation may be to occupy the
linear and rational faculties of the brain with a task which entirely distracts
them from the matter to be decided-a diagnosis, a marriage, the future
of an individual. Once the "loud voice" of the reductive logical intelligence
is thus stilled by distance, the quieter whispering of a holistic intuition,
which can integrate much larger quantities of much poorer-quality information
in more multifarious ways-though with a probability of accuracy which is
correspondingly much lower-can then be heard. The technique is something
like that of the experienced stargazer, who can sometimes make out a very
faint star by focusing a little to one side of it, thereby bringing to
bear on it an area of the retina which, though inferior in acuity, is more
sensitive to light. The vatic, prophetic, or divinatory powers traditionally
attributes to poetry may be partly explained by the use of this technique.
If the analogy is slightly unflattering to the work of some professional
analytic critics of poetry-reducing their work, as it does, to the status
of an elaborate decoy for the more literalistic proclivities of the brain-there
is the compensation that it is after all a very necessary activity, indeed
indispensable precisely because of its irrelevance.
On the cortical level, then, poetic meter
serves a number of functions generally aimed at tuning up and enhancing
the performance of the brain, by bringing to bear other faculties than
the linguistic, which we can relate to the summary of healthy brain characteristics
at the beginning of this paper. By ruling out certain rhythmic possibilities,
meter satisfies the brain's procrustean demand for unambiguity and clear
distinctions. By combining elements of repetition and isochrony on one
hand with variation on the other, it nicely fulfills the brain's habituative
need for controlled novelty. By giving the brain a system of rhythmic organization
as well as a circumscribed set of semantic and syntactical possibilities,
it encourages the brain in its synthetic and predictive activity of hypothesis-construction,
and raises expectations which are pleasingly satisfied at once. In its
content, poetry has often had a strongly prophetic character, an obvious
indication of its predictive function; and the mythic elements of poetry
afford more subtle models of the future by providing guides to conduct.
Poetry presents to the brain a system which is temporally and rhythmically
hierarchical, as well as linguistically so, and therefore matched to the
hierarchical organization of the brain itself. It does much of the work
that the brain must usually do for itself, in organizing information into
rhythmic pulses, integrating different types of information-rhythmic, grammatical,
lexical, acoustic-into easily assimilable parcels and labeling their contents
as belonging together. Like intravenous nourishment, the information enters
our system instantly, without a lengthy process of digestion. The pleasure
of metered verse evidently comes from its ability to stimulate the brain's
capacities of self-reward, and the traditional concern of verse with the
deepest human values-truth, goodness, and beauty-is clearly associated
with its involvement with the brain's own motivational system. Poetry seems
to be a device the brain can use in reflexively calibrating itself, turning
its software into hardware and its hardware into software: and accordingly
poetry is traditionally concerned, on its semantic level, with consciousness
and conscience. As a quintessentially cultural activity, poetry has been
central to social learning and the synchronization of social activities
(the sea-shanty or work-song is only the crudest and most obvious example).
Poetry, as we have seen, enforces cooperation between left-brain temporal
organization and right-brain spatial organization and helps to bring about
that integrated stereoscopic view that we call true understanding. And
poetry is, par excellence, "kalogenetic"-productive of beauty, of elegant,
coherent, and predictively powerful models of the world.
It might be argued-and this is a traditional
charge against poetry-that in doing all these things poetry deceives us,
presenting to us an experience which, because it is so perfectly designed
for the human brain, gives us a false impression of reality and separates
us from the rough world in which we must survive. Much modern esthetic
theory is in fact devoted to reversing this situation, and making poetry-and
art in general-so disharmonious with our natural proclivities that it shocks
us into awareness of the stark realities. Clearly a poetry which was too
merely harmonious would be insipid-for it would disappoint the brain's
habituative desire for novelty. But mere random change and the continuous
disappointment of expectations is itself insipid; we are as capable of
becoming habituated to meaningless flux as to mindless regularity.
Modernist esthetic theory may be ignoring
the following possibility: that our species' special adaptation may in
fact be to expect more order and meaning in the world than it can deliver;
and that those expectations may constitute, paradoxically, an excellent
survival strategy. We are strongly motivated to restore the equilibrium
between reality and our expectations by altering reality so as to validate
our models of it-to "make the world a better place," as we put it. The
modernist attack on beauty in art would therefore constitute an attack
on our very nature itself; and the modernist and post-modernist criticism
of moral and philosophical idealism likewise flies in the face of the apparent
facts about human neural organization. What William James called "the will
to believe" is written in our genes; teleology is the best policy; and
paradoxically, it is utopian to attempt to do battle against our natural
idealism. Much more sensible to adjust reality to the ideal.
But our discussion of the effects of metered
verse on the human brain has ignored, so far, the subcortical levels of
brain activity. Let us substitute, as pars pro toto, "metered verse" for
"rituals" in the following summary by Barbara Lex:
The raison d'etre of rituals is the readjustment
of dysphasic biological and social rhythms by manipulation of neurophysiological
structures under controlled conditions. Rituals properly executed promote
a feeling of well-being and relief, not only because prolonged or intense
stresses are alleviated, but also because the driving techniques employed
in rituals are designed to sensitize and "tune" the nervous system and
thereby lessen inhibition of the right hemisphere and permit temporary
right-hemisphere dominance, as well as mixed trophotropic-ergotropic excitation,
to achieve synchronization of cortical rhythms in both hemispheres and
evoke trophotropic rebound.22
Lex maintains that the "driving" techniques
of rhythmic dances, chants, and so on can produce a simultaneous stimulation
of both the ergotropic (arousal) and the trophotropic (rest) systems of
the lower nervous system, producing subjective effects which she characterizes
as follows: trance; ecstasy; meditative and dreamlike states; possession;
the "exhilaration accompanying risk taking"; a sense of community; sacredness;
a "process of reviving the memory of a repressed unpleasant experience
and expressing in speech and actions the emotions related to it, thereby
relieving the personality of its influence"; alternate laughing and crying;
mystical experience and religious conversion; experiences of unity, holism,
and solidarity. Laughlin and d'Aquili add to these effects a sense of union
with a greater power, an awareness that death is not to be feared, a feeling
of harmony with the universe, and a mystical "conjunctio oppositorum" or
unity of opposites. This list closely resembles our earlier enumeration
of the experience of good metered verse as described by literary people.
If Lex is right, we can add to the more specifically
cortical effects of metered verse the more generalized functions of a major
ritual driving technique: the promotion of biophysiological stress-reduction
(peace) and social solidarity (love). Meter clearly synchronizes not only
speaker with hearer, but hearers with each other, so that each person's
three-second "present" is in phase with the others and a rhythmic community,
which can become a perfomative community, is generated.
Laughlin and d'Aquili connect the mythical
mode of narrative with the driving techniques of ritual, pointing out that
mythical thought expresses the "cognitive imperative," as they call it,
or the desire for an elegant and meaningful explanation of the world;23
and McManus argues that such practices are essential in the full development
and education of children.24 (Again we might point out that the modernist
praise of mythical thought is misplaced; for it values the irrational element
it discerns in myth, whereas true mythical thought, as Levi-Strauss has
shown, is deeply rational and has much in common with scientific hypothesis.)
The theory of the state-boundedness of memory
might also explain the remarkable memorability of poetry. If meter evokes
a peculiar brain state, and if each meter and each use of meter with its
unique variations carries its own mood or brain-state signature, then it
is not surprising that we can recall poetry so readily. The meter itself
can evoke the brain-state in which we first heard the poem, and therefore
make the verbal details immediately accessible to recall. Homer said that
the muses were the daughters of memory, and this may be what he meant.
By contrast, the modernist critic Chatman sneeringly dismisses the mnemonic
function of metered poetry as being in common with that of advertising
jingles. But if advertising jingles are left holding the field of human
emotional persuasion, poetry has surely lost the battle-or the advertising
jingles have become the only true poetry.
To sum up the general argument of this essay:
metered poetry is a cultural universal, and its salient feature, the three-second
LINE, is tuned to the three-second present moment of the auditory information-processing
system. By means of metrical variation, the musical and pictorial powers
of the right brain are enlisted by meter to cooperate with the linguistic
powers of the left; and by auditory driving effects, the lower levels of
the nervous system are stimulated in such a way as to reinforce the cognitive
functions of the poem, to improve the memory, and to promote physiological
and social harmony. Metered poetry may play an important part in developing
our more subtle understandings of time, and may thus act as a technique
to concentrate and reinforce our uniquely human tendency to make sense
of the world in terms of values like truth, beauty, and goodness. Meter
breaks the confinement of linguistic expression and appreciation within
two small regions of the left temporal lobe and brings to bear the energies
of the whole brain.25
The consequences of this new understanding
of poetic meter are very wide-ranging. This understanding would endorse
the classical conception of poetry, as designed to "instruct by delighting,"
as Sir Philip Sidney put it.26 It would suggest strongly that "free verse,"
when uncoupled from any kind of metrical regularity, is likely to forgo
the benefits of bringing the whole brain to bear. It would also predict
that free verse would tend to become associated with views of the world
on which the tense-structure has become very rudimentary and the more complex
values, being time-dependent, have disappeared. A bureaucratic social system,
requiring specialists rather than generalists, would tend to discourage11
reinforcement techniques such as metered verse, because such techniques
put the whole brain to use and encourage world-views that might transcend
the limited values of the bureaucratic system; and by the same token it
would encourage activities like free verse, which are highly specialized
both neurologically and culturally. Prose, both because of its own syntactical
rhythms and because of its traditional liberty of topic and vocabulary,
is less highly specialized; though it is significant that bureaucratic
prose tends toward being arrhythmic and toward specialized vocabulary.
The effect of free verse is to break down the syntactical rhythms of prose
without replacing them by meter, and the tendency of free verse has been
toward a narrow range of vocabulary, topic, and genre-mostly lyric descriptions
of private and personal impressions. Thus free verse, like existentialist
philosophy, is nicely adapted to the needs of the bureaucratic and even
the totalitarian state, because of its confinement of human concern within
narrow specialized limits where it will not be politically threatening.
The implications for education are very important.
If we wish to develop the full powers of the minds of the young, early
and continuous exposure to the best metered verse would be essential; for
the higher human values, the cognitive abilities of generalization and
pattern-recognition, the positive emotions such as love and peacefulness,
and even a sophisticated sense of time and timing, are all developed by
poetry. Furthermore, our ethnocentric bias may be partly overcome by the
study of poetry in other languages, and the recognition if the underlying
universals in poetic meter. Indeed, the pernicious custom of translating
foreign metered verse originals into free verse may already have done some
harm; it involves an essentially arrogant assumption of western modernist
superiority over the general "vulgar" human love of regular verse.
It may well be that the rise of utilitarian
education for the working and middle classes, together with a loss of traditional
folk poetry, had a lot to do with the success of political and economic
tyranny in our times. The masses, starved of the beautiful and complex
rhythms of poetry, were only too susceptible to the brutal and simplistic
rhythms of the totalitarian slogan or advertising jingle. An education
in verse will tend to produce citizens capable of using their full brains
coherently, able to unite rational thought and calculation with values
and commitment.
FREDERICK TURNER
ERNST POPPEL
Footnotes
1This body of theory is developed in J. T.
Fraser, Of Time, Passion and Knowledge (Braziller, 1975), and in J. T.
Fraser et al., eds.. The Study of Time, vols. I, II, and III (Springer-Verlag,
1972, 1975, 1978).
2 The following summary of characteristic
human information processing strategies owes much to these sources of information:
The proceedings of the Werner Reimers Stiftung
Biological Aspects of Esthetics Group.
C. D. Laughlin, Jr., and E. G. d'Aquili, Biogenetic
Structuralism (Columbia University Press, 1974).
E. G. d'Aquili, C. D. Laughlin, Jr., and J.
McManus, eds., The Spectrum of Ritual: A Biogenetic Structural Analysis
(Columbia University, 1979).
D. E. Berlyne and K. B. Madsen, eds., Pleasure,
Reward, Preference: Their Nature, Determinants, and Role in Behavior (Academic
Press, 1973).
A. Routtenberg, ed., Biology of Reinforcement:
Facets of Brain Stimulation Reward (Academic Press, 1980).
J. Olds, Drives and Reinforcements: Behavioral
Studies of Hypothalamic Functions (Raven Press, 1977).
C. Blakemore, Mechanics of the Mind, Cambridge
University Press, 1977.
3 E. Poppel, "Erlebte Zeit--und die Zeit uberhaupt,"
paper given at the Werner Reimers Stiftung "Biological Aspects of Esthetics"
conference, January, 1982.
4 Private communications, I. Rentschler, 1981
and 1982.
5 "Biological Aspects of Esthetics" meeting,
January, 1982.
6 F. Turner, "Verbal Creativity and the Meter
of Love-Poetry," paper given at the "Biological Aspects of Esthetics" meeting,
September, 1980.
7 On cultural universals, see I. Eibl-Eibesfeldt,
Ethology (Holt, Rinehart, 1970).
8 J. Rothenberg, Technicians of the Sacred
(Doubleday Anchor, 1968).
9 W. K. Wimsatt, Versification: Major Language
Types, New York University Press, 1972.
10 Presented at the "Biological Aspects of
Esthetics" meeting, April, 1981.
11 For instance, in Yanomami contract-chants
and Western advertising jingles.
12 W. K. Wimsatt, Ibid.
13 This is a narrative meter, whose actual
pauses do not necessarily fall upon the line-endings. In Aeschylus' Agamemnon,
for example, an 11-line sample contained 15 pauses, and lasted 48 seconds.
Thus in practice the LINE-length is about 3 seconds.
14 Probably reflects the statistical effect
of lines with a strong caesura.
15 Charles Olson's Projective Verse (New York:
Totem Press, 1959) is a good example of such free-verse theories.
16 Wimsatt, Ibid.
17 There is an interesting account of various
critical theories of meter in the introductory chapter of C. Chatman's
A Theory of Meter (Mouton, 1965), but it is flawed by a bias against the
possibility of biological foundations for metrical usage.
18 Private communication, I. Rentschler, 1981.
19 D'Aquili et al., The Spectrum of Ritual,
Ch. 4. pp. 117-51
20 "Ergotropic" refers to the whole pattern
of connected behaviors and states that characterize the aroused state of
the body, including an increased heart rate and blood flow to the skeletal
muscles, wakefulness, alertness, and a hormone balance consistent with
"fight or flight" activities.
"Trophotropic" refers to the corresponding
system of rest, body maintenance, and relaxation: decreased heart rate,
a flow of blood to the internal organs, an increase in the activity of
the digestive process, drowsiness, and a hormone balance consistent with
sleep, inactivity, or trance.
21 John Frederick Nims makes exactly this
point in his Western Wind: An Introduction to Poetry (Random House, 1983),
p. 258
22 D'Aquili et al., p. 144.
23 Ibid., Ch. 5, pp. 152-82.
24 Ibid., Ch. 6, pp. 183-215.
25 Charles O. Hartman, in his Free Verse:
An Essay on Prosody (Princeton University Press, 1980), like many free-verse
theorists, argues against the isochronic theory of meter. But his strictures
apply to the lengths of syllables and feet, not to the LINE; and part of
his argument is based on the fact that much free verse does not fit any
temporal schema. This would not be a problem for our argument, which does
not consider such free verse to be poetry in the strict sense. His argument
attempts to save free verse, and therefore defines verse in a hopelessly
vague way; ours is content to abandon it as verse unless it consciously
or unconsciously employs the human and universal grammar of meter. It may
be an admirable kind of word play, and it might even be argued that it
is a new art-form of our century. But it is not poetry; and if this sounds
dogmatic, it should be remembered that dogmatism is only bad when it is
wrong.
26 A Defense of Poetry.
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